Phillip A Pickett

Current Employers

Employment History

• 05/2003 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 01/2004 → Present
  Northwestern Mutual Investment Services Llc
  Birmingham, AL
• 01/2016 → Present
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI

Other Businesses

1. 33.33% OWNER, PW PROPERTY MAINTENANCE, LLC, 3025 NORTH WOODRIDGE ROAD, BIRMINGHAM, , ALABAMA, 35223, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/11/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN LLC FORMED BY OUR NEIGHBORHOOD AT SMITH LAKE. THE HOA AND ORIGINAL DEVELOPER WENT BANKRUPT. WE COLLECT HOA DUES AND PAY FOR POOL AND LAWN MAINTENANCE AND UTILITIES. I AM A MEMBER ALONG WITH 2 OTHER NEIGHBORS. WE REPORT FINANCES MONTHLY. WE ARE ALL LISTED ON THE LLC'S BANK ACCOUNT AND HAVE JOINT AUTHORIZATION TO WRITE CHECKS. WE HAVE MONTHLY FINANCIAL REPORTS TO ENSURE ACCOUNTABILITY. 2. DIRECTOR, MITCHELL'S PLACE, 4778 OVERTON ROAD, BIRMINGHAM, , ALABAMA, 35210, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/20/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I HAVE BEEN ASKED TO JOIN THE BOARD OF DIRECTORS; I HAVE NOT BEEN ASKED TO BE AN OFFICER OF THE COMPANY, non investment related. 3. PLANNING COMMITTEE AND LEGACY GIVING COMMITTEE MEMBER, RONALD MCDONALD HOUSE CHARITIES OF ALABAMA, 1700 4TH AVENUE SOUTH, BIRMINGHAM, ALABAMA, 35233, UNITED STATES OF AMERICA, FIDUCIARY CAPACITY, START DATE: 01/25/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, MEMBER OF THE PLANNING COMMITTEE AND THE LEGACY GIVING COMMITTEE. non investment related. 4. 10.42% OWNER, VFPR, LLC, 2031 11TH AVE, SOUTH BIRMINGHAM, , ALABAMA, 35205, UNITED STATES OF AMERICA, LEGAL ENTITY, START DATE: 11/25/2013, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 10.42% OWNERSHIP IN AN LLC THAT OPERATES A CESSNA AIRPLANE AND GROUND LEASE, NON-INVESTMENT RELATED. 5. 12.50% OWNER, EBS STRATEGIES, LLC, COLI/BOLI, START DATE: 10/27/2022, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ASSIST FINANCIAL REPS WITH VARIOUS FUNCTIONS OF THE SALES/IMPLEMENTATION OF BOLI AND COLI 6. 12.5% OWNER, FIVE POINTS PARTNERS, LLC, LEGAL ENTITY, START DATE: 11/21/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, 12.5% OWNER 7. 50% OWNER, SMUTEYE PLANTATION, LLC, 285 COUNTY ROAD 17, BANKS, , ALABAMA, 36005, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 1/25/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OWN 50% OF THE LLC WHICH OWNS APPROXIMATELY 1000 ACRES OF TIMBER LAND, A COUPLE OF FISHING PONDS, A CABIN AND A CAMPHOUSE. WE USED IT FOR HUNTING/FISHING/SOCIALIZING; INVESTMENT-RELATED. 8. BOARD MEMBER, RONALD MCDONALD HOUSE CHARITIES OF ALABAMA (RMHCA), 1700 4TH AVENUE SOUTH, BIRMINGHAM, , ALABAMA, 35233, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 1/16/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, INCOMING MEMBER OF THE BOARD OF DIRECTORS (PENDING VOTE ON 1/16/2024). NON INVESTMENT RELATED. 9. OWNER, VFPPP INSURANCE SERVICES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 3/6/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20; ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED 10. 2P HOLDINGS, LLC, 87 SUNFLOWER STREET, SANTA ROSA BEACH, , FLORIDA, 32459, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/24/2026, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, ENTITY OWNER. INVESTMENT RELATED.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-08-28
• S63 Uniform Securities Agent State Law Examination
  2004-04-16