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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-05-07
  • FL RA
    APPROVED
    Since 2021-05-07

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Clearwater, FL • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-04-13
  • FL RA
    APPROVED
    Since 2021-04-13

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Tampa FL 12/2003 06/2019
Raymond James & Associates, Inc. St. Petersburg FL 03/2021 Present
Unemployed Clearwater FL 07/2019 02/2021
T. Rowe Price Advisory Services, Inc. Tampa FL 04/2005 06/2019
Raymond James Financial Services, Inc. St. Petersburg FL 03/2021 Present
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 03/2021 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-06-15
S63 Uniform Securities Agent State Law Examination 2004-11-02
  • S65 Uniform Investment Adviser Law Examination
    2005-06-15
  • S63 Uniform Securities Agent State Law Examination
    2004-11-02

View on SEC IAPD

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