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Heather Lynne Rinderknecht

Cetera Investment Advisers LLC

Cedar Rapids, IA

CRD 4738339

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-10-17
IA RA APPROVED 2024-07-11
  • TX RA
    APPROVED
    Since 2024-10-17
  • IA RA
    APPROVED
    Since 2024-07-11

Branch Locations

711 2Nd Ave Se Suite 200, Cedar Rapids, IA 52401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Advisor Midamerica Hiawatha IA 05/2011 Present
Securian Financial Services, Inc St Paul MN 05/2011 08/2023
Cetera Wealth Services, Llc Cedar Rapids IA 08/2023 Present
Guide Wealth Partners Cedar Rapids IA 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 07/2024 Present
  • 05/2011 → Present
    Securian Advisor Midamerica
    Hiawatha, IA
  • 05/2011 → 08/2023
    Securian Financial Services, Inc
    St Paul, MN
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Cedar Rapids, IA
  • 08/2023 → Present
    Guide Wealth Partners
    Cedar Rapids, IA
  • 07/2024 → Present
    Schaumburg, IL
Other Businesses

1) BENTON COMMUNITY SCHOOL BAND BOOSTERS POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2021 ADDRESS: 304 1st ST, Van Horne IA 52346, United States DESCRIPTION: On 03/08/2023 was elected to serve as the President of the Band Boosters. Band Boosters is a 501(c)3 set up to assist in funding our high school band program. As President I will lead meetings and work with band program on projects. 2) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-05-28
S63 Uniform Securities Agent State Law Examination 2004-12-08
  • S65 Uniform Investment Adviser Law Examination
    2024-05-28
  • S63 Uniform Securities Agent State Law Examination
    2004-12-08
Other Names
  • Heather Lynne Graybill

View on SEC IAPD

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