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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-10-17 |
| IA | RA | APPROVED | 2024-07-11 |
Branch Locations
711 2Nd Ave Se Suite 200, Cedar Rapids, IA 52401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Advisor Midamerica | Hiawatha | IA | 05/2011 | Present |
| Securian Financial Services, Inc | St Paul | MN | 05/2011 | 08/2023 |
| Cetera Wealth Services, Llc | Cedar Rapids | IA | 08/2023 | Present |
| Guide Wealth Partners | Cedar Rapids | IA | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 07/2024 | Present |
1) BENTON COMMUNITY SCHOOL BAND BOOSTERS POSITION: Officer NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/16/2021 ADDRESS: 304 1st ST, Van Horne IA 52346, United States DESCRIPTION: On 03/08/2023 was elected to serve as the President of the Band Boosters. Band Boosters is a 501(c)3 set up to assist in funding our high school band program. As President I will lead meetings and work with band program on projects. 2) NAME OF OTHER BUSINESS: GUIDE WEALTH PARTNERS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 08/2023; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2004-12-08 |
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