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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2012-04-25
  • SD RA
    APPROVED
    Since 2012-04-25

Branch Locations

3903 W Technology Circle, Sioux Falls, SD 57106 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Sioux Falls SD 04/2012 Present
Adam Weeman - Thrivent Financial For Lutherans Sioux Falls SD 04/2012 01/2018
Bill Erck - Thrivent Financial Sioux Falls SD 01/2018 09/2022
Thrivent Financial Appleton WI 09/2022 Present
  • 04/2012 → Present
    Sioux Falls, SD
  • 04/2012 → 01/2018
    Adam Weeman - Thrivent Financial For Lutherans
    Sioux Falls, SD
  • 01/2018 → 09/2022
    Bill Erck - Thrivent Financial
    Sioux Falls, SD
  • 09/2022 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
Other Businesses

TEA CITY COUNCIL POSITION: President of City Council NATURE: I will be serving an elected position for Ward II, on the Tea City Council for a three-year term starting May 2nd, 2024. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 05/01/2024 ADDRESS: 600 E 1st Street, Tea SD 57064, United States DESCRIPTION: The City of Tea is an aldermanic form of government consisting ofa Mayor and six council members. City Council meetings are held the 1st & 3rd Mondays of the month at 6:00 pm at Tea City Hall. I will be serving as a council member dealing with City business at two evening meetings per month.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-10
  • S66 Uniform Combined State Law Examination
    2004-02-10
Other Names
  • James Rolan Erck

View on SEC IAPD

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