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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2024-11-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hornor Townsend & Kent Inc | Horsham | PA | 10/2012 | 02/2018 |
| Penn Mutual Life Ins Co | Horsham | PA | 10/2012 | 02/2018 |
| Merrimack County Savings Bank/Millriver Investment Management | Concord | NH | 02/2018 | 05/2024 |
| Infinex Investments Inc | Meriden | CT | 02/2018 | 05/2024 |
| Pruco Securities, Llc | Dover | NH | 05/2024 | 11/2024 |
| The Prudential Insurance Co. Of America | Dover | NH | 05/2024 | Present |
| Lpl Enterprise, Llc | Dover | NH | 11/2024 | Present |
1) 08/19/2025-Kimberly Place-Insurance Agent-Non-Variable Insurance Commission Trails-Inv related-At Dover, NH-Start date 01/03/2025 2) 03/26/2026-CLM Holdings LLC-Member-Real Estate Rental-Inv related-At Dover, NH-1hrs/mth-0hrs/mth during trading 3) 03/20/2026-Kimberly Place Frederick Place-Owner- Individually-Real Estate Rental-Inv related-At Tilton, NH-Start date 03/02/2021-1hrs/mth-0hrs/mth during trading 4) 03/26/2026-CLM Holdings LLC-Owner/Member-Business Entity For Tax/Investment Purposes Only-Inv related-At Bow, NH-Start date 04/15/2026-1hrs/mth-0hrs/mth during trading 5) 03/26/2026-Lakeside House and Cottages Association-Secretary of Condominium Association-Non-Profit Board Member-Not inv related-At Concord, NH-Start date 01/01/2022-2hrs/mth-0hrs/mth during trading 6) 03/26/2026-NH HomeBuilders-Bookkeeping-Other-Not inv related-At Concord, NH-Start date 03/01/1996-2hrs/mth-0hrs/mth during trading 7) 04/08/2026-Breigles Place LLC-Member-Real Estate Rental-Inv related-At Tilton, NH-Start date 05/01/2014-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-04-18 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-08 |
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