Mark Evan Weinstein

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 03/2020
  Lpl Financial Llc
  San Diego, CA
• 06/2020 → 10/2020
  Spire Securities Llc
  Reston, VA
• 10/2020 → 08/2021
  E*Trade Securities Llc
  Arlington, VA
• 10/2020 → 08/2021
  E*Trade Capital Management Llc
  Arlington, VA
• 08/2021 → 06/2023
  Grove Point Investments, Llc
  Rockville, MD
• 08/2021 → 06/2023
  Grove Point Advisors, Llc
  Rockville, MD
• 06/2023 → Present
  Royal Alliance Associates, Inc.
  Jersey City, NJ

Previous Registrations

• 2021-09-07 → 2023-06-28
  Grove Point Advisors, Llc
  Mt. Pleasant, SC
  Rockville, MD
• 2020-10-29 → 2021-08-13
  Harrisdirect Llc
  Arlington, VA
• 2020-06-08 → 2020-10-29
  Spire Wealth Management, Llc
  Mclean, VA
• 2011-09-28 → 2020-03-26
  Lpl Financial Llc
  San Diego, CA
  Alexandria, VA
  Mclean, VA
• 2010-03-16 → 2011-09-15
  Strategic Advisers Llc
  San Diego, CA

Exams

• S66 Uniform Combined State Law Examination
  2009-09-05
• S63 Uniform Securities Agent State Law Examination
  2004-03-15

Other Names

• Mark Weinstein
• Mark Evan Weinstein