Seth Michael Ingersoll

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2008 → 12/2020
  Next Financial Group, Inc
  Houston, TX
• 12/2020 → Present
  Cetera Advisors Llc
  Denver, CO
• 01/2008 → Present
  Premier Wealth Management Group, Llc
  Albuquerque, NM
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-01-10 → 2020-12-09
  Next Financial Group, Inc.
  Houston, TX
  Albuquerque, NM
• 2006-09-20 → 2008-01-18
  Marathon Advisors, Inc
  Albuquerque, NM
• 2007-08-23 → 2008-01-10
  Cri Securities, Llc
  Albuquerque, NM
  Albuquerque, NM

Other Businesses

1. FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FIXED INSURANCE, START DATE 04/2004, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM CARE; 2. PREMIER WEALTH MANAGEMENT GROUP, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 01/2008, OWNER, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS,BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-09-08
• S63 Uniform Securities Agent State Law Examination
  2004-02-13

Other Names

• Michael Seth Ingersoll