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Monica Sashil Chandra

Osaic Institutions, Inc.

Garden Grove, CA

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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-03
TX RA APPROVED 2022-05-03
  • CA RA
    APPROVED
    Since 2022-05-03
  • TX RA
    APPROVED
    Since 2022-05-03

Branch Locations

12383 Lewis Street, Suite 103, Garden Grove, CA 92840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Orange County'S Credit Union Fountain Valley CA 06/2005 08/2018
Lpl Financial Llc Fountain Valley CA 01/2009 08/2018
Schoolsfirst Fcu Santa Ana CA 08/2018 05/2022
Cuna Brokerage Services, Inc. Waverly IA 08/2018 05/2022
Infinex Investments, Inc. Meriden CT 05/2022 Present
  • 06/2005 → 08/2018
    Orange County'S Credit Union
    Fountain Valley, CA
  • 01/2009 → 08/2018
    Lpl Financial Llc
    Fountain Valley, CA
  • 08/2018 → 05/2022
    Schoolsfirst Fcu
    Santa Ana, CA
  • 08/2018 → 05/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Infinex Investments, Inc.
    Meriden, CT
Previous Registrations
  • 2018-08-24 → 2022-05-05
    Cuna Brokerage Services, Inc.
    Santa Ana, CA
  • 2009-01-20 → 2018-09-07
    Lpl Financial Llc
    Fort Mill, SC
    Huntington Beach, CA
    Fullerton, CA
    Yorba Linda, CA
    Norco, CA
  • 2005-09-08 → 2009-01-22
    Cuna Brokerage Services, Inc.
    Fullerton, CA
    Long Beach, CA
    Yorba Linda, CA
    Fullerton, CA
    Fountain Valley, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-06
S63 Uniform Securities Agent State Law Examination 2004-06-17
  • S66 Uniform Combined State Law Examination
    2005-09-06
  • S63 Uniform Securities Agent State Law Examination
    2004-06-17
Designations
Other Names
  • Monica Panjabi

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
J.P. MORGAN SECURITIES LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
EAGLE STRATEGIES LLC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
WILSON FINANCIAL ADVISORS, LLC
FIRST COMMAND ADVISORY SERVICES

Other Investors

NANCY NIENTZU WOO
EDWARD ARCILLA
Cuong Le
CRISTIAN SANTANA
Jay Vy Nguyen
James Hien Nguyen
JOE THANH NGUYEN
MICHAEL MOISES

Other Offices

LPL FINANCIAL LLC · GARDEN GROVE, CA
J.P. MORGAN SECURITIES LLC · GARDEN GROVE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · GARDEN GROVE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Garden Grove, CA
EAGLE STRATEGIES LLC · GARDEN GROVE, CA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Garden Grove, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ANAHEIM, CA
WILSON FINANCIAL ADVISORS, LLC · GARDEN GROVE, CA

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