Michael Scott Frantz

Current Employers

Employment History

• 10/2011 → Present
  Ubs Financial Services Inc.
  Seattle, WA

Previous Registrations

• 2010-09-03 → 2011-09-20
  Morgan Stanley
  Seattle, WA
• 2008-05-21 → 2010-08-02
  Oppenheimer & Co. Inc.
  Bellevue, WA
• 2007-02-09 → 2008-05-29
  Ubs Financial Services Inc.
  Weehawken, NJ
• 2006-06-07 → 2007-02-09
  Keybanc Capital Markets Inc.
  Bellevue, WA

Other Businesses

1)King County Library System Foundation / United States / 960 Newport Way NW / Issaquah / / United States / 98027 / kclsfoundation.org / No / Foundation / / Charity / / The King County Library System Foundation promotes literacy, learning, and libraries by providing support beyond public funding for initiatives and resources that enable the King County Library System to better serve the needs of our community. / Active / Member of Board of directors / / Member of the finance and audit committee which meets to review the Foundation's financial condition, investment portfolio, and interviews providers of financial and accounting services. / 18 / No / No / Yes, as member of a audit committee / No / Start Date 01/01/2019 / / Yes / / No / / No / No No / Issaquah, United States / No / / No / / To gain experience on a board of directors and as a member of a finance and audit committee. / No No / No 2) NAME OF OTHER BUSINESS: CleanTech Alliance / INVESTMENT RELATED?:Y / ADDRESS:1301 Fifth Ave, Suite 1500/ NATURE OF THE BUSINESS: Environmental services, renewable energy, energy efficiency / POSITION: Officer / DUTIES:I will act as Treasurer and will update the board on various budgetary and financial metrics that are monitored on an ongoing basis. This role is purely oversight related as bookkeeping and tax preparation services are provided by a third party accounting firm. The Treasurer also has a seat on the board. / START DATE: 1/1/23 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S66 Uniform Combined State Law Examination
  2006-06-06
• S63 Uniform Securities Agent State Law Examination
  2004-02-20

Other Names

• Michael Frantz