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6329 West Mequon Road, Mequon, WI 53092 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-02-10 |
| TX | RA | APPROVED_RES | 2016-04-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Spectrum Investment Advisors, Inc. | Mequon | WI | 05/2003 | Present |
Spectrum Investment Center, LLC; investment-related; 6328 West Mequon Road, Mequon, WI 53092 ; real estate rental; LLC Member; 10/26/2010; 1 hour per month; 1 hour per month during securities trading hours; attend meetings occasionally to participate in general business decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-20 |
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