Matthew E Lagoy

Employer firm

Janney Montgomery Scott LLC CRD 463

$110B regulatory AUM 1,031 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-01-31
DE	RA	APPROVED	2022-01-03
PA	RA	APPROVED	2017-02-10

TX RA
APPROVED

Since 2023-01-31
DE RA
APPROVED

Since 2022-01-03
PA RA
APPROVED

Since 2017-02-10

Branch Locations

20 Montchanin Road Suite 120, Greenville, DE 19807 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2009	02/2017
Bank Of America, Na	New York	NY	11/2009	02/2017
Janney Montgomery Scott Llc	West Chester	PA	02/2017	01/2022
Janney Montgomery Scott Llc	Greenville	DE	01/2022	Present

11/2009 → 02/2017

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
11/2009 → 02/2017

Bank Of America, Na

New York, NY
02/2017 → 01/2022

Janney Montgomery Scott Llc

West Chester, PA
01/2022 → Present

Janney Montgomery Scott Llc

Greenville, DE

Previous Registrations

2010-02-08 → 2017-02-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Philadelphia, PA

New York, NY

Other Businesses

West Chester Area Education Foundation; Investment related; 782 Springdale Dr., Exton, PA 19341; Start date: 06/16/2021; Board of Directors; Educational Opportunities to West Chester PA School District; 1 hr month/0hr trading day; Collaborate with other board members to provide educational opportunities;

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-02-20

S66 Uniform Combined State Law Examination

2004-02-20

Designations

Certified Financial Planner

Other Names

Matthew E. Lagoy
Matthew Lagoy

View on SEC IAPD