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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-04-03
MN RA APPROVED 2015-02-25
  • TX RA
    APPROVED_RES
    Since 2023-04-03
  • MN RA
    APPROVED
    Since 2015-02-25

Branch Locations

623 22Nd St. Nw, Bemidji, MN 56601 • United States

Tenstrike, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Bemidji MN 09/2005 03/2020
Ameriprise Financial Services, Llc Bemidji MN 03/2020 Present
Other Businesses

Real Estate Ownership; Commercial; 109 E Broadway, , Little Falls, MN, 56345; Not Investment-Related; 12/02/2019. Business Ownership; RJG Services, Inc; Co-owner; Office Support/Administrative Services; 38413 Front St, , Battle Lake, MN, 56515; Not Investment-Related; 07/01/2016; 1 to 9 hours per month; 0 during trading hours. Outside Employment; RJG Services Inc.; Vice President - Manage Operations and record keeping; ; 38413 Front St, , Battle Lake, MN, 56515; Investment-Related; 01/01/2016; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-10
  • S66 Uniform Combined State Law Examination
    2004-09-10

View on SEC IAPD

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