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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-02-03
MN RA APPROVED 2013-11-05
CA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2021-02-03
  • MN RA
    APPROVED
    Since 2013-11-05
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

90 S 7Th St Fl 10 [Mn- Rbo], Minneapolis, MN 55402 • United States

600 Wisconsin Ave N, Golden Valley, MN 55427 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Minnetonka MN 10/1996 Present
Wells Fargo Advisors Llc Minnetonka MN 01/2011 11/2016
Wells Fargo Clearing Services, Llc Minnetonka MN 11/2016 Present
  • 10/1996 → Present
    Wells Fargo Bank Na
    Minnetonka, MN
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Minnetonka, MN
  • 11/2016 → Present
    Minnetonka, MN
Previous Registrations
  • 2004-06-10 → 2011-01-03
    Wells Fargo Investments, Llc
    Minnetonka, MN
    Minnetonka, MN
Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; PRIOR LAKE, MN; START 9/1/2011; 1 HOUR PER MONTH / 0 DURING TRADING HOURS. K & N INVESTMENT LLC, INV RELATED, SHAKOPEE, MN, 100% OWNERSHIP WITH SPOUSE, START 11/9/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, HOLDS RENTAL PROPERTY.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-08
  • S66 Uniform Combined State Law Examination
    2004-06-08
Other Names
  • Kamini D Persaud
  • Kamini D Dasrath

View on SEC IAPD

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