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Current Employers
Momentum Independent Network Inc.

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-05-28
NJ RA APPROVED 2023-01-18
GA RA APPROVED 2022-09-23
CA RA APPROVED 2022-09-22
MS RA APPROVED 2021-09-10
MT RA APPROVED 2020-11-16
OK RA APPROVED 2019-06-03
LA RA APPROVED 2019-04-02
TX RA APPROVED_RES 2019-02-22
FL RA APPROVED 2017-08-28
VA RA APPROVED 2017-07-05
MN RA APPROVED 2017-04-04
NC RA APPROVED 2016-12-14
MD RA APPROVED 2016-06-29
MO RA APPROVED 2011-04-18
NE RA APPROVED 2009-03-25
SD RA APPROVED 2009-03-16
AZ RA APPROVED 2009-02-02
KS RA APPROVED 2009-01-27
CO RA APPROVED 2009-01-23
IA RA APPROVED 2009-01-22
  • CT RA
    APPROVED
    Since 2025-05-28
  • NJ RA
    APPROVED
    Since 2023-01-18
  • GA RA
    APPROVED
    Since 2022-09-23
  • CA RA
    APPROVED
    Since 2022-09-22
  • MS RA
    APPROVED
    Since 2021-09-10
  • MT RA
    APPROVED
    Since 2020-11-16
  • OK RA
    APPROVED
    Since 2019-06-03
  • LA RA
    APPROVED
    Since 2019-04-02
  • TX RA
    APPROVED_RES
    Since 2019-02-22
  • FL RA
    APPROVED
    Since 2017-08-28
  • VA RA
    APPROVED
    Since 2017-07-05
  • MN RA
    APPROVED
    Since 2017-04-04
  • NC RA
    APPROVED
    Since 2016-12-14
  • MD RA
    APPROVED
    Since 2016-06-29
  • MO RA
    APPROVED
    Since 2011-04-18
  • NE RA
    APPROVED
    Since 2009-03-25
  • SD RA
    APPROVED
    Since 2009-03-16
  • AZ RA
    APPROVED
    Since 2009-02-02
  • KS RA
    APPROVED
    Since 2009-01-27
  • CO RA
    APPROVED
    Since 2009-01-23
  • IA RA
    APPROVED
    Since 2009-01-22

Branch Locations

302 Jones St Ste 340, Sioux City, IA 51101 • United States

717 N. Harwood Street Suite 3400, Dallas, TX 75201 • UNITED STATES

Storm Lake, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Momentum Independent Network Inc. Dallas TX 01/2009 Present
Previous Registrations
  • 2008-01-01 → 2009-02-04
    Sioux City, IA
  • 2004-06-28 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Sioux City, IA
    Sioux City, IA
    St. Louis, MO
Other Businesses

1] MCNAUGHTON INVESTMENTS - NON-INVESTMENT RELATED - Sioux City, IA - INSURANCE AND FIXED ANNUITY SALES - PRESIDENT - 07/15/2009 - 10 HRS/MO DURING NON-BUSINESS HOURS - 0 HRS/MO DURING BUSINESS HOURS. 2] McNaughton Real Estate LLC; non-investment related; Sioux City, IA; Owner; Started 06/01/2020; 1 hr/mo; zero hr/mo during business hours; this is a real estate holding company that owns a portion of the building in which I operate and receives rent income from advisors in my office. 3] MCNAUGHTON Wealth Management - NON-INVESTMENT RELATED - Sioux City, IA - INSURANCE AND FIXED ANNUITY SALES - Owner/PRESIDENT - 01/01/2023 - 10 HRS/MO DURING NON-BUSINESS HOURS - 5 HRS/MO DURING BUSINESS HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-06-26
  • S66 Uniform Combined State Law Examination
    2004-06-26
Designations
Other Names
  • James Mcnaughton

View on SEC IAPD

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