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Inactive

Susan R. Somers

Capital Cities, LLC

Indianapolis, IN

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Current Employers
Capital Cities, Llc

426 East New York Street, Indianapolis, IN 46202-3602 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-03-07
  • IN RA
    APPROVED
    Since 2024-03-07

Branch Locations

426 East New York Street, Indianapolis, IN 46202-3602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Llc Norcross GA 06/2005 01/2021
Capital Cities, Llc Indianapolis IN 01/2021 Present
Capital Cities Investments, Inc. Indianapolis IN 11/2003 01/2017
Capital Cities Investments, Inc. Indianapolis IN 06/2005 01/2021
Capital Cities, Llc Indianapolis IN 04/2024 Present
Capital Cities, Llc Indianapolis IN 01/2021 04/2024
Capital Cities Investments, Inc. Indianapolis IN 01/2017 01/2021
  • 06/2005 → 01/2021
    Triad Advisors, Llc
    Norcross, GA
  • 01/2021 → Present
    Capital Cities, Llc
    Indianapolis, IN
  • 11/2003 → 01/2017
    Capital Cities Investments, Inc.
    Indianapolis, IN
  • 06/2005 → 01/2021
    Capital Cities Investments, Inc.
    Indianapolis, IN
  • 04/2024 → Present
    Capital Cities, Llc
    Indianapolis, IN
  • 01/2021 → 04/2024
    Capital Cities, Llc
    Indianapolis, IN
  • 01/2017 → 01/2021
    Capital Cities Investments, Inc.
    Indianapolis, IN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-11-17
S63 Uniform Securities Agent State Law Examination 2004-02-11
  • S65 Uniform Investment Adviser Law Examination
    2004-11-17
  • S63 Uniform Securities Agent State Law Examination
    2004-02-11

View on SEC IAPD

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NORTHWEST FINANCIAL SERVICES INC
INVESTMENT ADVISORS OF INDIANAPOLIS INC
BAXTER CAPITAL MANAGEMENT INC
CRF FINANCIAL GROUP
NORTHBOUND WEALTH
LPL FINANCIAL LLC

Other Investors

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Michael REED Myers
BEAU MCCOY BARRETT
MICHAEL H LONGLEY
DAVID B GILMORE
Lucy L Gilmore
AARON JAMES PETTERSEN
HOLLY MARIE WHARTON

Other Offices

SANCTUARY ADVISORS, LLC · Indianapolis, IN
SANCTUARY ADVISORS, LLC · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Indianapolis, IN
NORTHWEST FINANCIAL SERVICES INC · INDIANAPOLIS, IN
NORTHWEST FINANCIAL SERVICES INC · Indianapolis, IN
INVESTMENT ADVISORS OF INDIANAPOLIS INC · INDIANAPOLIS, IN
BAXTER CAPITAL MANAGEMENT INC · INDIANAPOLIS, IN

More in Indianapolis, IN

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