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Capital Cities, LLC CRD 122916
48 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
426 East New York Street, Indianapolis, IN 46202-3602 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-03-07 |
Branch Locations
426 East New York Street, Indianapolis, IN 46202-3602 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Llc | Norcross | GA | 06/2005 | 01/2021 |
| Capital Cities, Llc | Indianapolis | IN | 01/2021 | Present |
| Capital Cities Investments, Inc. | Indianapolis | IN | 11/2003 | 01/2017 |
| Capital Cities Investments, Inc. | Indianapolis | IN | 06/2005 | 01/2021 |
| Capital Cities, Llc | Indianapolis | IN | 04/2024 | Present |
| Capital Cities, Llc | Indianapolis | IN | 01/2021 | 04/2024 |
| Capital Cities Investments, Inc. | Indianapolis | IN | 01/2017 | 01/2021 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-11-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-02-11 |
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