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Tricia Kay Jutras

Wells Fargo Clearing Services, LLC

Spokane, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2026-05-06
HI RA APPROVED 2020-01-06
TX RA APPROVED_RES 2017-03-28
WA RA APPROVED 2014-10-15
VA RA APPROVED 2012-09-11
  • ID RA
    APPROVED
    Since 2026-05-06
  • HI RA
    APPROVED
    Since 2020-01-06
  • TX RA
    APPROVED_RES
    Since 2017-03-28
  • WA RA
    APPROVED
    Since 2014-10-15
  • VA RA
    APPROVED
    Since 2012-09-11

Branch Locations

41 W Riverside Ave Stes 400 & 500, Spokane, WA 99201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Norfolk VA 09/2012 11/2016
Wells Fargo Clearing Services, Llc Norfolk VA 11/2016 Present
Previous Registrations
  • 2011-01-03 → 2012-02-02
    Wells Fargo Clearing Services, Llc
    Fairbanks, AK
  • 2004-02-16 → 2011-01-03
    Wells Fargo Investments, Llc
    Fairbanks, AK
    Fairbanks, AK
    Fairbanks, AK
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-13
  • S66 Uniform Combined State Law Examination
    2004-02-13
Other Names
  • Tricia Kay Fleischmann

View on SEC IAPD

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LPL FINANCIAL LLC · Spokane, WA
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