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6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-01-28 |
| CA | RA | APPROVED | 2021-03-05 |
Branch Locations
1450 Fashion Island Boulevard, San Mateo, CA 94404 • United States
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fisher Investments | San Mateo | CA | 01/2021 | Present |
| Kaplan | Modesto | CA | 02/2016 | 11/2016 |
| Aspire Public Schools | Modesto | CA | 09/2016 | 11/2016 |
| Signum Investments | San Francisco | CA | 12/2016 | 04/2019 |
| The Bay School Of San Francisco | San Francisco | CA | 11/2016 | 12/2020 |
the name of the other business; Q Tutoring whether the business is investment-related; the address of the other business; 270 20th Ave. #3 San Francisco, CA 94121, USA the nature of the other business; Academic Tutoring your position; Tutor title, or relationship with the other business; Tutor, sole proprietor the start date of your relationship; 02/14/2025 the approximate number of hours/month you devote to the other business; 20 the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Academic tutoring for high school and college students Uber; no; CA 94103; Driving; Data Query Entry Analyst; Data Query Entry Analyst; 10/25/2025; 8 hours a week; 0 hours devoted during business hours; Create AI LLM (ChatGPT, Perplexity, etc.) prompts that pull publicly available information (Yahoo Finance, SEC, etc.) and assess the quality of the AI LLM responses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-03-04 |
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