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Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2019-01-30
  • KY RA
    APPROVED
    Since 2019-01-30

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

1212 Bath Ave Ste 401, Ashland, KY 41101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kentucky Trust Company Danville KY 03/2008 12/2018
Michael W. Hobbs Pllc Ashland KY 02/2008 Present
Lpl Financial Llc Ashland KY 03/2008 Present
Keystone Financial Group, Llc Lexington KY 01/2019 Present
Previous Registrations
Other Businesses

(1) 07/12/2010 - HOBBS FINANCIAL MANAGEMENT, LLC - INV REL - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS). (2) 4/18/2017 - Webb and Hobbs PSC - Investment Related - 1932 Carter Ave. Ashland KY - Other-Attorney - Started 02/01/2008 - 60 Hours Per Month/40 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-11
  • S66 Uniform Combined State Law Examination
    2008-04-11
Designations

View on SEC IAPD

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