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100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2020-09-04 |
Branch Locations
1151 Falls Rd, Ste 2022, Rocky Mount, NC 27804 • United States
100 E. Six Forks Road Suite 200, Raleigh, NC 27609 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Strategic Financial Alliance, Inc. | Atlanta | GA | 10/2015 | 09/2020 |
| Acorn Financial Advisory Services, Inc. | Reston | VA | 10/2015 | 09/2020 |
| Capital Investment Brokerage, Inc | Raleigh | NC | 09/2020 | Present |
| Capital Investment Advisory Services Llc | Raleigh | NC | 09/2020 | Present |
1. FIXED INSURANCE - NOT INVESTMENT RELATED; 208 N SPENCE AVENUE, GOLDSBORO NC 27530; FIXED INSURANCE BUSINESS PRIMARILY THROUGH ASH BROKERAGE; AGENT; 2008; 20 HOURS/MONTH, .5 DURING TRADING; FIXED INSURANCE SALES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-06-10 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-17 |
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