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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-06-06 |
| CA | RA | APPROVED | 2007-02-14 |
Branch Locations
111 Congress Ave. 3Rd Fl, Ste 300 [Tt-Rbo], Austin, TX 78701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A, | Los Angeles | CA | 11/2006 | 06/2018 |
| Wells Fargo Advisors Llc | Irvine | CA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Irvine | CA | 11/2016 | 06/2018 |
| Wachovia Bank, N.A, | Austin | TX | 06/2018 | Present |
| Wells Fargo Clearing Services, Llc | Austin | TX | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-01-29 |
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