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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2004-04-21
  • NH RA
    APPROVED
    Since 2004-04-21

Branch Locations

14 Plymouth St Level 1, Meredith, NH 03253 • United States

Meredith, NH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Meredith NH 09/2005 03/2020
Ameriprise Financial Services, Llc Meredith NH 03/2020 Present
Previous Registrations
Other Businesses

Outside Employment; Lakes Region Development; Consultant - Provide client service and administrative support for the Ameriprise Financial Practice; ; 210 Rumford St, , Concord, NH, 03301; Investment-Related; 01/27/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Meredith Rotary Club; Monitoring and managing approximately $175,000 of funds set aside by Meredith Rotary to ensure annual funding of scholarships to high school and non-traditional students.; Meredith RotaryPO Box 1210 Meredith, NH 03253, ,; ; 08/23/2013; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-12
  • S66 Uniform Combined State Law Examination
    2004-01-12

View on SEC IAPD

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