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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2019-05-14 |
| NH | RA | APPROVED | 2001-05-07 |
Branch Locations
14 Plymouth St Level 1, Meredith, NH 03253 • United States
210 Rumford St, Concord, NH 03301 • United States
116 S River Rd Unit G, Bedford, NH 03110 • United States
117 West Street Ste 2, Keene, NH 03431 • United States
367 State Route 120 Unit B8, Lebanon, NH 03766 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Concord | NH | 02/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Concord | NH | 03/2020 | Present |
Business Ownership; Rumford Street Properties, LLC; N/A- The new LLC simply owns the new office building we purchased for our AMP practice; Property Ownership LLC; 210 Rumford Street, , Concord, NH, 3301; Not Investment-Related; 07/01/2020; 0 hours per month; 0 during trading hours / Lakes Region Development, Inc.; Co-owner; S - Corp Legal Entity owned 50/50 established to manage shared practice expenses shared between 2 Team AMP Advisors.; 210 Rumford Street, , Concord, NH, 03301; Investment-Related; 06/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Lakes Region Development, Inc.; Managing Partner - Aide in providing management and decision making with regard to strategic vision, operational and financial support of the Ameriprise Financial Practice.; ; 210 Rumford Street, , Concord, NH, 03301; Not Investment-Related; 01/01/2021; 40 to 59 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-02 |
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