Frederick Ehrenberg Congdon

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → 09/2016
  Trustcore
  Brentwood, TN
• 05/2026 → Present
  Cetera Investment Services Llc
  Saint Cloud, MN
• 05/2026 → Present
  Cetera Investment Advisers Llc
  Nashville, TN
• 01/2026 → Present
  Regions Bank
  Nashville, TN
• 04/2016 → 03/2025
  Foundation Investment Management
  Nashville, TN
• 04/2025 → 07/2025
  Unemployed
  Nashville, TN
• 08/2025 → 10/2025
  Hoxton Planning And Management, Llc
  Sheperdstown, WV

Previous Registrations

• 2025-09-09 → 2025-11-05
  Hoxton Planning & Management, Llc
  Whites Creek, TN
  Shepherdstown, WV
• 2010-11-16 → 2016-10-04
  Trustcore Financial Services, Llc
  Brentwood, TN
• 2009-03-17 → 2010-11-17
  Equity Services, Inc.
  Sandy Springs, GA
  Nashville, TN
• 2004-01-12 → 2009-02-06
  Valic Financial Advisors, Inc.
  Brentwood, TN
  Brentwood, TN

Other Businesses

1.) REGIONS BANK, WEALTH ADVISOR, CUSTOMER SERVICE, DEPOSIT ACCOUNTS, LOANS, AND CREDIT CARD APPLICATIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-08-15
• S66 Uniform Combined State Law Examination
  2004-01-02

Other Names

• Ehrenberg Congdon Frederick