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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-01 |
| ND | RA | APPROVED | 2019-07-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Pelican Rapids | MN | 08/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Pelican Rapids | MN | 11/2016 | 02/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fargo | ND | 02/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2015-01-15 |
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