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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2019-05-13 |
| KY | RA | APPROVED | 2019-05-13 |
| TX | RA | APPROVED_RES | 2019-05-06 |
Branch Locations
1819 Main St Ste 1002 10Th Floor, Sarasota, FL 34236 • United States
805 N Whittington Pkwy Ste 100, Louisville, KY 40222 • United States
Sarasota, FL • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Louisville | KY | 07/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Louisville | KY | 11/2016 | 05/2019 |
| Ameriprise Financial Services Inc | Louisville | KY | 05/2019 | 03/2020 |
| Ameriprise Financial Services, Llc | Sarasota | FL | 03/2020 | Present |
Real Estate Ownership; Multi-Family; 10810 Monkshood Dr, #201, , Prospect, KY, 40059; Investment-Related; 09/01/2020. Business Ownership; Lash Out!, Inc. DBA Deka Lash; Owner; retail beauty business; 1321 Herr Lane, Suite 155, , Louisville, KY, 40222; Investment-Related; 01/05/2018; 20 to 39 hours per month; 1 to 9 during trading hours / Best Coast Salon Suites, LLC dba Phenix Salon Suites; Owner; passive real estate investment, renting space to beauty professionals; 6405 Initiative Blvd, , Sarasota, FL, 34240; Not Investment-Related; 11/03/2021; 10 to 19 hours per month; 1 to 9 during trading hours / Sun Coast Salon Suites, LLC dba Phenix Salon Suites; Co-owner; Real Estate; 1058 N Tamiami Trail, Sutie 100, Sarasota, FL, 34236; Not Investment-Related; 10/01/2025; 20 to 39 hours per month; 1 to 9 during trading hours / Beauty Resource Lab, LLC; Co-owner; Retail; 6405 Initiative Blvd, , Sarasota, FL, 34240; Not Investment-Related; 06/01/2026; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-02-04 |
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