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5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2011-12-21 |
Branch Locations
5060 North 40Th Street Suite 200, Phoenix, AZ 85018 • United States
1440 Arrowhead Drive, Maumee, OH 43537 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2010-02-17 |
Branch Locations
1440 Arrowhead Drive, Maumee, OH 43537 • United States
5060 North 40Th Street, Phoenix, AZ 85018 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tfo Wealth Partners | Phoenix | AZ | 01/2010 | Present |
| Husch Blackwell Llp | Phoenix | AZ | 02/2008 | Present |
| Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix | AZ | 10/2011 | Present |
| Tfo Family Office Partners Formerly Tfo Phoenix, Inc. | Phoenix | AZ | 01/2022 | Present |
(1) HUSCH BLACKWELL, LLP - NON-INVESTMENT RELATED - 5060 N. 40TH STREET SUITE 250 PHOENIX, AZ 85018 - ESTATE PLANNING - PARTNER - 02/2008 TO PRESENT - 180 HOURS PER MONTH THE MAJORITY OF WHICH OCCUR DURING SECURITIES TRADING HOURS; (2) 5060 BUILDING, LLC - INVESTMENT RELATED - 5060 N. 40TH STREET PHOENIX, AZ 85018 - REAL ESTATE - MANAGER - 05/2016 TO PRESENT - 0-5 HOURS PER MONTH HALF OF WHICH IS DURING TRADING HOURS; (3) TFO TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 145 SIOUX FALLS, SD 57104 INVESTMENT RELATED TRUST COMPANY BOARD MEMBER, INDIRECT BENEFICAL OWNER AND PRESIDENT AS OF 12/2017 0-10 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (4) PHEASANT PARADISE TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 137 SIOUX FALLS, SD 57104, INVESTMENT RELATED, TRUST COMPANY, MANAGER, START DATE 03/2019, OVERSIGHT OVER MANAGEMENT MATTERS, UP TO 5 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (5) PLL TRUST COMPANY, LLC 212 S. MAIN AVE., SUITE 138 SIOUX FALLS, SD 57104, INVESTMENT RELATED, TRUST COMPANY, MANAGER, START DATE 10/2019, OVERSIGHT OVER MANAGEMENT MATTERS, UP TO 5 HOURS PER MONTH ALL OF WHICH ARE DURING SECURITIES TRADING HOURS; (6) DEH Partners, LLC (fmrly TFO Marketing Partners, LLC); 1440 ARROWHEAD DRIVE, MAUMEE, OH 43537 - NON-INVESTMENT RELATED, MARKETING COMPANY, INDIRECT OWNER, MANAGER, 03/01/2021 ;1 HOUR PER MONTH; (7) GAME 6 HOLDINGS, LLC; 5060 N 40TH STREET SUITE 250, PHOENIX AZ 85018; NON-INVESTMENT RELATED; HOLDING COMPANY (50% OWNER OF TFO-TDC, LLC), MANAGER; 12/31/2020 ;40 HOURS PER MONTH; (8) BOWHEAD LLC; INVESTMENT-RELATED; 1440 ARROWHEAD, MAUMEE, OH 43537; PRIVATE EQUITY/REAL ESTATE INVESTMENTS-PASSIVE; 25% OWNER, 01/17/2022; ZERO HOURS PER MONTH; (9) TFO PARTNERS, INC; NON-INVESTMENT RELATED; CORPORATION TRUST CENTER, 1209 ORANGE ST., WILMINGTON, DE 19801; HOLDING COMPANY; DIRECTOR, CEO, PRESIDENT, SECRETARY, TREASURER; 01/2023; 0-5 HOURS PER MONTH; 2-3 HOURS PER MONTH DURING TRADING HOURS; (10) 7237 FORSYTH, LLC; NON-INVESTMENT RELATED; 7237 FORSYTH BLVD., ST LOUIS, MO 63105-19801; RESIDENTIAL RENTAL PROPERTY; OWNER; 01/2024; ZERO HOURS PER MONTH (11) PEM REF I GP, LLC / INVESTMENT-RELATED / 5050 N. 40TH ST, SUITE 300, PHOENIX, AZ 85018 / PRIVATE FUND GENERAL PARTNER / START DATE 12/31/24 / APPROXIMATELY 6-10 HOURS PER MONTH, 1-5HOURS PER MONTH DURING TRADING HOURS. (12) GAME 8, LLC / INVESTMENT RELATED/ 1440 ARROWHEAD DR., MAUMEE, OH 43537 / INVESTMENT HOLDING COMPANY / MANAGER OF LLC / MANAGER / START DATE 11-3-25 / APPROXIMATELY 0-1 HOURS PER MONTH, 0-1 PER MONTH DURING TRADING HOURS / DUTIES: MANAGER OF LLC
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 2004-10-08 |
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