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Current Employers
Rubicon Advisors

1640 East Cypress Suite A, Redding, CA 96002 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-16
OR RA APPROVED 2015-04-27
CA RA APPROVED 2015-03-17
  • TX RA
    APPROVED_RES
    Since 2022-06-16
  • OR RA
    APPROVED
    Since 2015-04-27
  • CA RA
    APPROVED
    Since 2015-03-17

Branch Locations

1640 East Cypress Suite A, Redding, CA 96002 • United States

2998 Douglas Blvd., Suite 320, Roseville, CA 95611 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Redding CA 06/2012 Present
Rubicon Advisors Redding CA 03/2015 Present
  • 06/2012 → Present
    Lpl Financial, Llc
    Redding, CA
  • 03/2015 → Present
    Redding, CA
Previous Registrations
Other Businesses

(1) 05/13/2013: RUBICON ADVISORS - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA: RUBICON ADVISORS - 5% OF TIME SPENT - SELL INSURANCE PRODUCTS: LIFE, HEALTH, LONG-TERM CARE, DISABILITY, FIXED ANNUITIES (2) 3/2/2018 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2015 - 120 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/06/2019 - Brian B. Russell Insurance Services - DBA:Rubicon Advisors, Inc. - Not investment related - 1640 E. Cypress Redding, CA 96002 - Business Entity For Tax/Investment Purposes Only - start date:10/17/2019 - 1 hr/mo - 1 hr during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-10-16
S63 Uniform Securities Agent State Law Examination 2003-12-30
  • S66 Uniform Combined State Law Examination
    2007-10-16
  • S63 Uniform Securities Agent State Law Examination
    2003-12-30
Other Names
  • Brian B Russell

View on SEC IAPD

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