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1640 East Cypress Suite A, Redding, CA 96002 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-06-16 |
| OR | RA | APPROVED | 2015-04-27 |
| CA | RA | APPROVED | 2015-03-17 |
Branch Locations
1640 East Cypress Suite A, Redding, CA 96002 • United States
2998 Douglas Blvd., Suite 320, Roseville, CA 95611 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Redding | CA | 06/2012 | Present |
| Rubicon Advisors | Redding | CA | 03/2015 | Present |
(1) 05/13/2013: RUBICON ADVISORS - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE DBA: RUBICON ADVISORS - 5% OF TIME SPENT - SELL INSURANCE PRODUCTS: LIFE, HEALTH, LONG-TERM CARE, DISABILITY, FIXED ANNUITIES (2) 3/2/2018 - Rubicon Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/01/2015 - 120 Hours Per Month/80 Hours During Securities Trading - I provide investment advisory services through Rubicon Advisors, an independent investment advisor firm. I started this business activity in 01/2015. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/06/2019 - Brian B. Russell Insurance Services - DBA:Rubicon Advisors, Inc. - Not investment related - 1640 E. Cypress Redding, CA 96002 - Business Entity For Tax/Investment Purposes Only - start date:10/17/2019 - 1 hr/mo - 1 hr during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-10-16 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-30 |
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