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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2013-12-04 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual Life Insurance Company | Minneapolis | MN | 11/2008 | Present |
| Mml Investor Services, Inc | Minneapolis | MN | 11/2008 | Present |
1)NAME: DULUTH FINANCIAL GROUP INV REL: Y ADD: 215 N 40TH AVE W, DULUTH, MN 55807 NATURE: NONMMLIA INSURANCE BROKERAGE POSITION: AGENT START DATE: 5/20/09 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INDIVIDUAL AND GROUP LIFE, HEALTH..2)NAME: UNIVERSITY OF MINNESOTA DULUTH INV REL: N ADD: UMD - 1318 KIRBY DRIVE, DULUTH, MN 55812. CCS - 1200 KENWOOD AVE, DULUTH, MN 55811. NATURE: OTHER POSITION: ADJUNCT PROFESSOR START DATE: 1/1/2010 NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 20 DESCRIBE DUTIES: ADJUNCT PROFESSOR TEACHING IN THE SCHOOL OF BUSINESS FOR THE UNIVERSITY OF MINNESOTA DULUTH AND THE COLLEGE OF ST. SCHOLASTICA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2005-12-19 |
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