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Current Employers
Integrity Alliance, Llc.

4135 Nw Urbandale Dr, Urbandale, IA 50322 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-09-23
  • CT RA
    APPROVED
    Since 2022-09-23

Branch Locations

4135 Nw Urbandale Dr, Urbandale, IA 50322 • USA

10 Waterside Drive, Suite 104, Farmington, CT 06032 • United States

20 Waterside Drive Suite 202, Farmington, CT 06032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Senior Benefits Farmington CT 01/2015 Present
Lincoln Investment Wyncote PA 01/2015 09/2022
Integrity Alliance, Llc Farmington CT 09/2022 Present
Previous Registrations
  • 2015-01-28 → 2022-09-26
    Farmington, CT
    Fort Washington, PA
  • 2015-05-20 → 2022-09-26
    Farmington, CT
  • 2012-05-04 → 2014-10-15
    Hamden, CT
  • 2010-06-29 → 2011-11-23
    Msi Financial Services, Inc.
    Glastonbury, CT
  • 2011-11-14 → 2011-11-16
    Etico Wealth Management Llc
    Saratoga Springs, NY
  • 2008-08-22 → 2010-06-22
    Farmington, CT
  • 2004-10-13 → 2008-08-13
    Msi Financial Services, Inc.
    Glastonbury, CT
    Wethersfield, CT
Other Businesses

American Senior Benefits; Not investment related; 10 Waterside Dr., Suite 104, Farmington CT 06032; Fixed Insurnace; Financial Planner; 10/14/2014; 100 hours per month; 80 hours during trading hours; Sales and designing insurance strategies and setting up insurance portfolio analysis

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-05
S63 Uniform Securities Agent State Law Examination 2004-01-30
  • S65 Uniform Investment Adviser Law Examination
    2004-10-05
  • S63 Uniform Securities Agent State Law Examination
    2004-01-30
Designations
Other Names
  • Christopher Cleland

View on SEC IAPD

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