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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-02-26
  • KY RA
    APPROVED
    Since 2025-02-26

Branch Locations

60 Livingston Ave, Saint Paul, MN 55107 • United States

Owensboro, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Investments, Inc. Owensboro KY 09/2006 02/2026
U.S. Bancorp Advisors, Llc Owensboro KY 02/2025 Present
Previous Registrations
  • 2007-06-29 → 2026-02-13
    Hopkinsville, KY
    Owensboro, KY
    Calhoun, KY
    Owensboro, KY
    Hawesville, KY
    Owensboro, KY
    Owensboro, KY
    Owensboro, KY
    Henderson, KY
    Owensboro, KY
    Owensboro, KY
    Owensboro, KY
    Owensboro, KY
    Owensboro, KY
    Owensboro, KY
    Saint Paul, MN
  • 2005-09-02 → 2006-08-29
    Chase Investment Services Corp.
    Owensboro, KY
    Owensboro, KY
  • 2004-03-01 → 2005-06-10
    A. G. Edwards & Sons, Inc.
    Owensboro, KY
Other Businesses

Windridge Country Club; not investment-related; Owensboro, KY; Country club; Board Member, Vice President, Member; 11/2024; 5-10 hours/month; 0 hours/trading; Serve on the board to make decisions for the club.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-27
  • S66 Uniform Combined State Law Examination
    2004-02-27
Other Names
  • Treva Likens Dobbs

View on SEC IAPD

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