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Grover Allen Mollineaux

Keystone Financial Group, LLC

Lexington, KY

CRD 4730449

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Employer firm

Keystone Financial Group, LLC CRD 170201

$2.34B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Keystone Financial Group, Llc

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2014-03-31
  • KY RA
    APPROVED
    Since 2014-03-31

Branch Locations

527 Wellington Way, Ste 225, Lexington, KY 40503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Lexington KY 06/2010 Present
Keystone Financial Group, Llc Lexington KY 01/2014 Present
Previous Registrations
Other Businesses

1. 06/28/2010: DBA ONLY - KEYSTONE FINANCIAL GROUP - TIME SPENT 100% - LEXINGTON, KY. 2. 06/28/2010: FOR TAX PURPOSES ONLY - GROVER MOLLINEAUX FINANCIAL SERVICES - FOR TAX REPORTING PURPOSES ONLY. - TIME SPENT 1% - LEXINGTON, KY. 3. 09/15/2014 - KEYSTONE FINANCIAL GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - KEYSTONE FINANCIAL GROUP - TIME SPENT 120 HOURS PER MONTH - LEXINGTON, KY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-01-16
S63 Uniform Securities Agent State Law Examination 2004-01-16
  • S66 Uniform Combined State Law Examination
    2007-01-16
  • S63 Uniform Securities Agent State Law Examination
    2004-01-16

View on SEC IAPD

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