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527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2014-03-31 |
Branch Locations
527 Wellington Way, Ste 225, Lexington, KY 40503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Lexington | KY | 06/2010 | Present |
| Keystone Financial Group, Llc | Lexington | KY | 01/2014 | Present |
1. 06/28/2010: DBA ONLY - KEYSTONE FINANCIAL GROUP - TIME SPENT 100% - LEXINGTON, KY. 2. 06/28/2010: FOR TAX PURPOSES ONLY - GROVER MOLLINEAUX FINANCIAL SERVICES - FOR TAX REPORTING PURPOSES ONLY. - TIME SPENT 1% - LEXINGTON, KY. 3. 09/15/2014 - KEYSTONE FINANCIAL GROUP, LLC - REGISTERED INVESTMENT ADVISOR HYBRID - KEYSTONE FINANCIAL GROUP - TIME SPENT 120 HOURS PER MONTH - LEXINGTON, KY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-16 |
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