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Douglas Peter Johnson

Hcm Wealth Advisors

Cincinnati, OH

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Current Employers
Hcm Wealth Advisors

6116 Harrison Ave, Cincinnati, OH 45247-7833 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2017-09-29
  • OH RA
    APPROVED
    Since 2017-09-29

Branch Locations

6116 Harrison Ave, Cincinnati, OH 45247-7833 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cincinnati OH 12/2006 09/2017
Hcm Wealth Advisors Cincinnati OH 09/2017 Present
Hcm Wealth Advisors Cincinnati OH 09/2020 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-12-04
  • S63 Uniform Securities Agent State Law Examination
    2003-12-04
Designations
Other Names
  • Doug Peter Johnson
  • Douglas Peter Johnson

View on SEC IAPD

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QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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