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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2018-07-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chemical Bank | Midland | MI | 05/2011 | 05/2018 |
| Cetera Investment Services Llc | St.CLoud | MN | 10/2012 | 05/2018 |
| Tri Star Trust Bank | Saginaw | MI | 05/2018 | Present |
| Lpl Financial Llc | Saginaw | MI | 07/2018 | Present |
1)7/20/18- Notary Public- Inv. Related- at reported business location(s)- start date 1/1/2004- 1 hr/mth -1% 2). 06/27/2019 - Tri Star Trust Bank - Investment related - At reported business locations(s) - Financial Institution Duty - start date:06/15/2018 - 40 hrs/mo - 40 hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-06-30 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-19 |
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