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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-09-27 |
| IL | RA | APPROVED | 2017-03-25 |
Branch Locations
2441 Warrenville Road Suite 300, Lisle, IL 60532 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities, Inc | Itasca | IL | 03/2004 | 03/2017 |
| Massmutual Life Insurance Co | Lisle | IL | 07/2016 | Present |
| Mml Investors Services, Llc | Lisle | IL | 03/2017 | Present |
NAME: SHANE GORNIK INV REL: Y ADD: 2441 WARRENVILLE RD, SUITE 300, LISLE, IL 60532 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/03/2017 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 4 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 2003-12-06 |
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