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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-02-13
FL RA APPROVED 2004-02-18
  • TX RA
    APPROVED
    Since 2009-02-13
  • FL RA
    APPROVED
    Since 2004-02-18

Branch Locations

250 W Old Wilson Bridge Rd Ste 150, Worthington, OH 43085 • United States

Delray Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Boca Raton FL 11/2003 03/2020
Ameriprise Financial Services, Llc Boca Raton FL 03/2020 Present
Other Businesses

Business Ownership; Grace & Rose Group LLC; CEO; Its facilitate payroll operations and expenses in AFG platform; 16819 Pavilion Way, , Delray Beach, FL, 33446; Not Investment-Related; 06/03/2021; 1 to 9 hours per month; 1 to 9 during trading hours. Board of Directors; Creative Waves; board member; 235 Park Avenue South-9th Fl, , New York, NY, 10003; Not Investment-Related; 07/18/2025; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-02-14
  • S66 Uniform Combined State Law Examination
    2004-02-14
Other Names
  • Thais Drummond Moreira
  • Thais Drummond Moreira
  • Thais Piotrowski

View on SEC IAPD

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