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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
MN RA APPROVED 2013-12-20
  • NY RA
    APPROVED
    Since 2021-04-16
  • MN RA
    APPROVED
    Since 2013-12-20

Branch Locations

80 Wolf Rd First Floor, Albany, NY 12205-2608 • United States

White Bear Lake, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Arden Hills MN 11/2013 03/2020
Ameriprise Financial Services, Llc New Brighton MN 03/2020 Present
Previous Registrations
Other Businesses

Real Estate Ownership; Lot/Land; Folsom Road, , Britt, MN, 55710; Not Investment-Related; 03/01/2016 / Lot/Land; HWY 165, , Tower, MN, 55790; Not Investment-Related; 06/03/2022. Business Ownership; FFLIH LLC; Financial Advisor, Managing Partner, CFO; Financial Advisory Practice; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / INetwork NY, LLC; Co-owner; Consulting; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 05/01/2014; 20 to 39 hours per month; 20 to 39 during trading hours / ICN Holdings LLC; Co-owner; Manage Ameriprise Business; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / Inspire Tax LLC; Co-owner; Tax Preparation; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Not Investment-Related; 01/01/2025; 10 to 19 hours per month; 10 to 19 during trading hours / Jade Parks LLC; Owner; Manage Ameriprise Business; 1926 11TH ST, , WHITE BEAR LAKE, MN, 55110-6619; Investment-Related; 03/07/2025; 1 to 9 hours per month; 0 during trading hours / ICN Life LLC; Co-owner; This is not a marketable business and will not produce income. It is created only to own the life insurance policies on the partners; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Not Investment-Related; 09/30/2025; 0 hours per month; 0 during trading hours. Outside Employment; Self; Owner - selling collectibles on eBay; ; 1926 11th Street, , White Bear Lake, MN, 55110; Not Investment-Related; 02/01/2021; 10 to 19 hours per month; 1 to 9 during trading hours / FFLIH, LLC; Managing Partner - Financial Advisor; ; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / INetwork NY, LLC; Co-owner; Coaching/Consulting Business; 80 Wolf Road, Suite 1, , Albany, NY, 12205; Investment-Related; 05/01/2014; 20 to 39 hours per month; 20 to 39 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-09-17
  • S66 Uniform Combined State Law Examination
    2004-09-17
Designations
Other Names
  • Derek R Shoden

View on SEC IAPD

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