Timothy Vernon Swartley

Current Employers

Employment History

• 08/2016 → 05/2024
  Cetera Advisor Networks Llc
  El Segundo, CA
• 06/2023 → 05/2024
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 05/2024 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 05/2024 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2023-06-29 → 2024-05-07
  Cetera Investment Advisers Llc
  Telford, PA
• 2016-08-15 → 2023-06-29
  Cetera Wealth Services, Llc
  Telford, PA
• 2015-03-27 → 2016-08-19
  Girard Advisory Services, Llc
  Souderton, PA
• 2012-10-02 → 2016-08-19
  Girard Pension Services, Llc
  Allentown, PA
• 2012-09-05 → 2015-03-27
  Girard Investment Services, Llc
  Souderton, PA
  Souderton, PA
  Allentown, PA
  Souderton, PA

Other Businesses

1) ROMOLA VALLEY SPORTSMEN'S CLUB, PO BOX 131 BEDMINSTER PA, 05/2024, PARTNER, HUNTING AND FISHING CLUB, NIR, 1 HR/MO 1 HR/MO TRADING 2) GRAND VIEW HEALTH FOUNDATION, 700 LAWN AVE SELLERSVILLE PA, 05/2024, BOARD MEMBER, VOLUNTEER, NIR, 1 HR/MO 1 HR/MO TRADING 3) FRANCONIA INSURANCE AND FINANCIAL SERVICES, 199 TELFORD PIKE TELFORD PA, 05/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, INV REL, 1 HR/MO 1 HR/MO TRADING 4) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024 5) SENIOR ADULT ACTIVITY CENTER OF INDIAN VALLEY INC, 259 2ND STREET SOUDERTON PA, 05/2024, TREASURER, CIVIC ENDEAVOR, NIR, 3 HR/MO 3 HR/MO TRADING 6) INDIAN VALLEY EDUCATION FOUNDATION, 760 Lower Road, Souderton PA 18964, United States, 11/01/2024, Committee Member, Volunteer, NIR, 1/MO - 1/Trading 7) ST. LUKE'S GRAND VIEW HEALTH FOUNDATION, 700 Lawn Ave Sellersville PA 18960, START DATE 05/2024, Board Member, Volunteer, NIR, HR/MO 1, HR/MO TRADING 1 8) SOUDERTON MENNONITE CHURCH FINANCE TEAM, 105 West Chestnut Street Souderton PA 18964, START DATE 01/2026, Committee Member, Volunteer, NIR, HR/MO 1, HR/MO TRADING 1

Exams

• S66 Uniform Combined State Law Examination
  2012-09-04
• S63 Uniform Securities Agent State Law Examination
  2000-04-13

Designations