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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-01
  • PA RA
    APPROVED
    Since 2024-05-01

Branch Locations

199 Telford Pike, Telford, PA 18969 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifs, Llc Telford PA 12/2001 05/2024
Cetera Advisor Networks Llc El Segundo CA 09/2013 05/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 05/2024
Cambridge Investment Research, Inc. Fairfield IA 05/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2024 Present
Previous Registrations
  • 2023-06-29 → 2024-05-07
    Telford, PA
  • 2013-09-03 → 2023-06-29
    Cetera Wealth Services, Llc
    Telford, PA
  • 2010-03-01 → 2013-09-03
    Tower Square Securities, Inc.
    Richmond, VA
    Telford, PA
  • 2006-01-31 → 2010-03-31
    Concourse Financial Group Securities, Inc.
    Telford, PA
    Telford, PA
Other Businesses

1) MOSAIC CONFERENCE, 1000 FORTY FOOT ROAD, SUITE 100, LANSDALE PA 19446, 05/2024, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING. 2) LIVING BRANCHES FOUNDATION, 242 W RELIANCE ROAD, SOUDERTON, PA 18964, 05/2024, BOARD MEMBER, NIR, 2 HR/MO - 2 HR/MO TRADING. 3) FRANCONIA INSURANCE & FINANCIAL SERVICES, 199 TELFORD PIKE, TELFORD PA 18969, 05/2024, OWNER, INSURANCE/BENEFITS/HUMAN RESOURCES, INV REL, 20 HR/MO - 15 HR/MO TRADING. 4) FIFS CAPITAL ADVISOR GROUP, 199 TELFORD PIKE, TELFORD PA 18969, 05/2024, DIRECTOR, USING A TRADE NAME/DBA, INV REL, 40 HR/MO - 120 HR/MO TRADING. 5) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 05/01/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-14
S63 Uniform Securities Agent State Law Examination 2002-01-17
  • S65 Uniform Investment Adviser Law Examination
    2003-02-14
  • S63 Uniform Securities Agent State Law Examination
    2002-01-17
Designations
Other Names
  • Sid Ruth

View on SEC IAPD

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