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April M Beltran

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-01-03
AZ RA APPROVED 2018-08-07
  • TX RA
    APPROVED
    Since 2021-01-03
  • AZ RA
    APPROVED
    Since 2018-08-07

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Fountain Hills AZ 11/2014 11/2016
Wells Fargo Clearing Services, Llc Fountain Hills AZ 11/2016 07/2018
Charles Schwab & Co., Inc. Phoenix AZ 07/2018 Present
Schwab Wealth Advisory Inc Phoenix AZ 07/2018 Present
Previous Registrations
  • 2014-12-03 → 2018-07-10
    Wells Fargo Clearing Services, Llc
    Scottsdale, AZ
    Fountain Hills, AZ
    Phoenix, AZ
    Scottsdale, AZ
    Phoenix, AZ
  • 2012-10-01 → 2014-12-02
    J.P. Morgan Securities Llc
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
  • 2008-07-03 → 2012-10-01
    Chase Investment Services Corp.
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
    Mesa, AZ
  • 2005-07-06 → 2007-01-30
    Chase Investment Services Corp.
    Chicago, IL
    Phoenix, AZ
  • 2005-04-19 → 2005-07-06
    Banc One Securities Corporation
    Phoenix, AZ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-06
  • S66 Uniform Combined State Law Examination
    2004-01-06
Designations
Other Names
  • April Michelle Martin
  • April Michelle Beltran

View on SEC IAPD

Other Firms

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
UBS FINANCIAL SERVICES INC.
KESTRA ADVISORY SERVICES, LLC
SMEAD CAPITAL MANAGEMENT, INC.
J.P. MORGAN SECURITIES LLC
WELLS FARGO CLEARING SERVICES, LLC
ROBERT W. BAIRD & CO. INCORPORATED

Other Investors

DAREN MICHAEL FRANKEBERGER
Kenneth ALEXANDER Riley
Jamie L Morton
HEATH EDWARD WHETSEL
Rizwan B Shah
JOSEPH JOHN MCNAUGHTON
Alyssa Shelton
Frank Iustin Mancuso

Other Offices

EW ADVISER, LLC · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
UBS FINANCIAL SERVICES INC. · Phoenix, AZ
UBS FINANCIAL SERVICES INC. · PHOENIX, AZ
KESTRA ADVISORY SERVICES, LLC · PHOENIX, AZ

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