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Rick Frank Lorence

World Investment Advisors, LLC

Little Rock, AR

Lincroft, NJ

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Current Employers
World Investment Advisors, Llc

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-01-01
  • AR RA
    APPROVED
    Since 2025-01-01

Branch Locations

2228 Cottondale Lane Ste 250, Little Rock, AR 72202 • United States

437 Newman Springs Road, Lincroft, NJ 07738 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pensionmark Financial Group, Llc Dba/ Wealthpath Santa Barbara CA 07/2015 Present
Capfinancial Securities, Llc Raleigh NC 07/2015 09/2017
Pensionmark Securities, Llc Little Rock AR 09/2017 Present
  • 07/2015 → Present
    Pensionmark Financial Group, Llc Dba/ Wealthpath
    Santa Barbara, CA
  • 07/2015 → 09/2017
    Capfinancial Securities, Llc
    Raleigh, NC
  • 09/2017 → Present
    Pensionmark Securities, Llc
    Little Rock, AR
Previous Registrations
  • 2013-07-03 → 2015-12-31
    Pks Advisory Services, Llc
    Little Rock, AR
    Albany, NY
  • 2012-01-03 → 2013-07-03
    Investment Professionals, Inc.
    San Antonio, TX
    Little Rock, AR
    Hot Springs, AR
    Hot Springs, AR
  • 2004-01-12 → 2005-11-14
    Morgan Keegan & Company, Llc
    Little Rock, AR
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-19
  • S66 Uniform Combined State Law Examination
    2011-09-19
Other Names
  • Ricky Frank Lorence
  • Rick F. Lorence

View on SEC IAPD

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RAYMOND JAMES & ASSOCIATES, INC.
UNITED CAPITAL FINANCIAL ADVISORS
NFSG CORPORATION
OSAIC WEALTH, INC.

Other Investors

Thomas Milton Howard
Ammie Thompson
Chera Kaye Moore
Zachary Taylor Johnson
Gregory Scott Minton
BENJAMIN PAYNE LINCOLN
Danielle Francois Albright
LORI ANN ROBERTS

Other Offices

EDWARD JONES · LITTLE ROCK, AR
ARVEST WEALTH MANAGEMENT · LITTLE ROCK, AR
STATE FARM INVESTMENT MANAGEMENT CORP. · Little Rock, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Little Rock, AR
RAYMOND JAMES & ASSOCIATES, INC. · LITTLE ROCK, AR
UNITED CAPITAL FINANCIAL ADVISORS · LITTLE ROCK, AR
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LITTLE ROCK, AR
NFSG CORPORATION · LITTLE ROCK, AR

More in Little Rock, AR

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