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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-07-17
NV RA APPROVED 2009-03-26
TX RA APPROVED 2009-03-26
  • CA RA
    APPROVED
    Since 2023-07-17
  • NV RA
    APPROVED
    Since 2009-03-26
  • TX RA
    APPROVED
    Since 2009-03-26

Branch Locations

6900 S. Mccarran Blvd., Reno, NV 89509 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Reno NV 03/2009 Present
Previous Registrations
  • 2007-04-02 → 2009-03-27
    Morgan Stanley & Co. Llc
    Reno, NV
    Reno, NV
  • 2004-01-23 → 2007-04-02
    Morgan Stanley Dw Inc.
    Reno, NV
    Reno, NV
Other Businesses

DIAMOND L RANCH, LLC; 1905 Hermida Way, Modesto, CA 95355; To hold real estate for the purposes of recreational activities among family members; Other; Member and Manager of the corporation; Voting on issues before the corporation; 5/31/2016; Business hours per month: No 2) Name of Business: Catholic Charities of Northern Nevada./ Address: PO Box 5099, Reno, NV 89513, Reno/Washoe/Reno, Nevada, United States, 89513./ Investment Related: No./Nature: Soup kitchen, food pantry, immigration services, adoption services, homeless services and shelters./ Role: Member of Board of directors./ Duty: Treasurer, Member of Finance committee./Start Date: 7/1/2022./ Hours Devoted: No./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-12-16
  • S66 Uniform Combined State Law Examination
    2003-12-16
Designations

View on SEC IAPD

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