Judith T Osborn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2018-06-28

MA RA
APPROVED

Since 2018-06-28

Branch Locations

352 Park St Ste 201, North Reading, MA 01864-2156 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cpa	Reading	MA	10/1991	Present
Lpl Financial	North Reading	MA	02/2013	Present
Pinnacle Private Wealth, Llc	Woburn	MA	05/2017	01/2019

10/1991 → Present

Cpa

Reading, MA
02/2013 → Present

Lpl Financial

North Reading, MA
05/2017 → 01/2019

Pinnacle Private Wealth, Llc

Woburn, MA

Previous Registrations

2017-05-24 → 2018-05-23

Pinnacle Private Wealth, Llc

Burlington, MA
2004-03-01 → 2013-02-13

Money Concepts Capital Corp

North Reading, MA

Palm Beach Gardens, FL

Palm Beach Gardens, FL

Reading, MA

Amherst, NH

Other Businesses

1)2/13/13-DBA ONLY/ OSBORN FINANCIAL GROUP/100%/N.READING, MA 2) 01/12/2022 - Judith Osborn CPA - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Start Date: 1/12/2022.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-01-21
S65	Uniform Investment Adviser Law Examination	2004-01-07

S63 Uniform Securities Agent State Law Examination

2004-01-21
S65 Uniform Investment Adviser Law Examination

2004-01-07

Designations

Personal Financial Specialist

Other Names

Judy T Osborn

View on SEC IAPD