Graham Barton Mcdougal

Employer firm

Trek Financial CRD 109376

$2.82B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars
• CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/1998 → Present
  Graham B Mcdougal Attorney
  Sacramento, CA
• 04/2016 → Present
  Trek Financial
  Scottsdale, AZ

Previous Registrations

• 2015-05-08 → 2016-03-31
  World Equity Group, Inc.
  Davis, CA
  Schaumburg, IL
• 2005-01-07 → 2015-05-07
  Equitable Advisors, Llc
  Gold River, CA
  Folsom, CA
  Davis, CA

Other Businesses

1). GRAHAM B MCDOUGAL ATTORNEY AT LAW, OWNER, NOT INVESTMENT RELATED, LEGAL SERVICES TRUST ESTATE AND PROBATE ISSUES, 11/30/1998, 80 HRS, COMPENSATION $70,000. 2). GRAHAM B. MCDOUGAL, NOTARY PUBLIC, NOTARY, NOT INVESTMENT REALTED, 2500 VENTURE OAKS WAT STE . 380 SACRAMENTO, CA 95833. START 01/01/2006, 1 HR, $200. 3) ITRANSACT. 314 SOUTH 200 WEST FARMINGTON UT. SOLICTOR. START 06/26/2013. 5 HOURS. $500 COMPENSATATION. 4) COACH, SACRAMENTO LACROSSE ASSOCAITION, NOT INVESTMENT RELATED, PO BOX 214918 SACRAMENTO, CA 95821. COACH U15 OYS LACROSSE TEAM. START 01/01/2015. 20 HOURS A MONTH. COMPENSATION $0 5) VARIOUS OUTSIDE INSURANCE COMPANIES. 6) MCDOUGAL & CO., INC. CPA, NOT INVESTMENT RELATED, SACRAMENTO, CA, CORPORATE SECRETARY, SINCE 01/01/2015

Exams

• S66 Uniform Combined State Law Examination
  2004-01-29

Other Names

• Graham Mcdougal