Phillip King Nutting

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-08-25
ME	RA	APPROVED	2012-01-30
RI	RA	APPROVED	2008-10-08

TX RA
APPROVED_RES

Since 2016-08-25
ME RA
APPROVED

Since 2012-01-30
RI RA
APPROVED

Since 2008-10-08

Branch Locations

117 Metro Center Blvd Ste 2004, Warwick, RI 02886 • United States

Providence, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Warwick	RI	09/2005	03/2020
Ameriprise Financial Services, Llc	Warwick	RI	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

Warwick, RI
03/2020 → Present

Ameriprise Financial Services, Llc

Warwick, RI

Other Businesses

Business Ownership; Phillip K Nutting DBA Ameriprise; Owner; Manage Ameriprise Business; 117 Metro Center Blvd., Suite 2004, Warwick, RI, 02886; Investment-Related; 06/01/2006; 0 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-01-12

S66 Uniform Combined State Law Examination

2004-01-12

View on SEC IAPD

Current Employers

Ameriprise Financial Services, Llc

Disclosures

Employment History

Other Businesses

Exams

Other Firms

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