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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-09-23
IL RA APPROVED 2013-07-24
  • TX RA
    APPROVED_RES
    Since 2016-09-23
  • IL RA
    APPROVED
    Since 2013-07-24

Branch Locations

15341 South 94Th Avenue Suite 200, Orland Park, IL 60462 • United States

1150 Essington Road, Joliet, IL 60435 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Orland Park IL 03/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 03/2013 → Present
    Morgan Stanley Smith Barney Llc
    Orland Park, IL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Other Businesses

*488784- Trust; Investment related Yes/No; Frankfort, Illinois; Trust; Trustee/Co-Trustee; 03/2022; During business hours: 0.5; After business hours: 0;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-24
  • S66 Uniform Combined State Law Examination
    2013-07-24
Other Names
  • Andrew Leoni

View on SEC IAPD

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