Best Investors
Account
Sign in
Best Investors
Account
Sign in
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-02-24 |
Branch Locations
3711 S Mopac Expy Suite 150, Austin, TX 78746 • United States
5011 Gate Parkway Building 100, Suite 100, Jacksonville, FL 32256 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 03/2004 | 03/2022 |
| Equitable Advisors, Llc | New York | NY | 03/2004 | 03/2022 |
| Thrivent Advisor Network, Llc | Charlotte | NC | 03/2022 | 12/2022 |
| Purshe Kaplan Sterling Investments | Albany | NY | 04/2022 | 01/2024 |
| 49 Wealth Management Llc | Austin | TX | 01/2023 | Present |
| Oakwood Capital Securities, Inc. | Minneapolis | MN | 01/2024 | Present |
1) 49 Wealth Management. Investment related. Located at - 3010 S. 3rd Street, Suite D, Jacksonville Beach, FL 32250. Nature - RIA. Position - Advisor. Start - 03/2022. 160 hours per month, all during trading hours. Duties - providing advice to clients. 2) Fixed Insurance. Investment Related. Located at - 3010 S. 3rd Street, Suite D, Jacksonville Beach, FL 32250. Nature - Fixed/ Traditional Insurance. Position - Agent. Start - 12/2021. 4 hours per month, all during trading hours. Duties - Sales of Fixed/ Traditional insurance products. 3) Oakwood Capital Securities; Investment related. Location at - 600 Highway 169 South Suite 1410 St Louis Park MN 55426. Nature: Registered Representative. Advising, including variable product sales when needed. Start: 2024-08-09. 20 Hours per month all during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-05 |
Reach out to this advisor