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Lake Forest, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2021-09-15 |
Branch Locations
630 Dundee Rd Suite 135, Northbrook, IL 60062 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Chicago Partners Investment Group, Llc | Chicago | IL | 09/2015 | 10/2018 |
| Gambit Investment Group Llc Dba Gambit Asset Management | Lake Forest | IL | 08/2018 | 03/2020 |
| Guaranteed Rate | Chicago | IL | 04/2017 | 02/2020 |
| Chicago Partners Wealth Advisors | Chicago | IL | 09/2015 | 10/2018 |
| Quantum Private Wealth, Llc | Lake Forest | IL | 02/2021 | 10/2021 |
| Quantum Private Wealth, Llc | Lake Forest | IL | 02/2020 | 10/2021 |
| Crosscountry Mortgage | Brecksville | IL | 02/2020 | Present |
| Gambit Investment Group Llc Dba Gambit Asset Management | Lake Forest | IL | 11/2018 | 03/2020 |
| Gambit Investment Group Llc Dba Gambit Asset Management | Lake Forest | IL | 08/2021 | Present |
| Gambit Investment Group Llc Dba Gambit Asset Management | Lake Forest | IL | 08/2021 | Present |
CROSS COUNTRY MORTGAGE,LLC, 6850 MILLER ROAD, BRECKSVILLE, OH 44141, START DATE-02/2020,NOT INVESTMENT-RELATED; TITLE-LICENSED LOAN OFFICER. COMPENSATED ON A COMMISSION BASIS FOR EACH LOAN I ORIGINATE. I AM A W-2 EMPLOYEE AND TREAT THIS SEPARATE FROM THE WEALTH ADVISORY BUSINESS. 5-10 HOURS A WEEK SPENT ON THIS ACTIVITY ALL DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-01-14 |
| S63 | Uniform Securities Agent State Law Examination | 2005-01-05 |
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