Cheri S Keene

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → Present
  National Bank Of Arizona
  Scottsdale, AZ
• 02/2015 → Present
  Lpl Financial Llc
  Scottsdale, AZ

Previous Registrations

• 2014-12-16 → 2015-02-20
  Zions Capital Advisors, Inc.
  Scottsdale, AZ
  Salt Lake City, UT

Other Businesses

(1) 07/03/2015 ZIONS TRUST - INV REL - 7375 E DOUBLETREE RANCH RD, SCOTTSDALE, AZ 85258 - FINANCIAL INSTITUTION DUTY - START 06/30/2015 - 5 HOURS PER MONTH, 5 DURING TRADING MANAGER/BUSINESS DEVELOPMENT OFFICER (2) 08/05/2016 * NB|AZ Wealth Advisors * DBA for LPL Business (entity for LPL business) * INV REL * 7375 E Doubletree Ranch Rd, Scottsdale, AZ 85258 * START 08/02/2016 * 40 HRS/MO DURING SECS TRDG HRS.

Exams

• S66 Uniform Combined State Law Examination
  2014-12-11
• S63 Uniform Securities Agent State Law Examination
  2004-01-29

Other Names

• Cheri S Innis