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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-10-23
NV RA APPROVED 2024-03-06
MN RA APPROVED 2023-06-08
WI RA APPROVED 2023-06-08
  • WA RA
    APPROVED
    Since 2024-10-23
  • NV RA
    APPROVED
    Since 2024-03-06
  • MN RA
    APPROVED
    Since 2023-06-08
  • WI RA
    APPROVED
    Since 2023-06-08

Branch Locations

4874 Highway 61 N, White Bear Lake, MN 55110 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp New Brighton MN 06/2004 Present
Amy Wakem Insurance Agency New Brighton MN 06/2006 Present
Amy Wakem Insurance Agency White Bear Lake MN 12/2021 Present
State Farm Vp Management Corp White Bear Lake MN 12/2021 Present
State Farm Investment Management Corp White Bear Lake MN 06/2023 Present
  • 06/2004 → Present
    State Farm Vp Management Corp
    New Brighton, MN
  • 06/2006 → Present
    Amy Wakem Insurance Agency
    New Brighton, MN
  • 12/2021 → Present
    Amy Wakem Insurance Agency
    White Bear Lake, MN
  • 12/2021 → Present
    State Farm Vp Management Corp
    White Bear Lake, MN
  • 06/2023 → Present
    White Bear Lake, MN
Other Businesses

1) Shaklee; non-investment-related; 1568 Ferndale Ave NE Fridley, MN 55432; Retail; No title; 12/01/2021;0; 0; No duties 2) Amy L Wakem Insurance Agency; Investment-related;2191 Silver Lk Rd NW New Brighton, MN 55112-5331; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent06/01/2004; 80; 80; Service customers and supervise employees. 3) Amy Wakem; non-investment-related; 1568 Ferndale Ave., NE Fridley, MN 55432; Education; Owner; Speaker; 8/19/2015; 8; 0; no duties.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-05-25
S63 Uniform Securities Agent State Law Examination 2004-01-21
  • S65 Uniform Investment Adviser Law Examination
    2023-05-25
  • S63 Uniform Securities Agent State Law Examination
    2004-01-21
Other Names
  • Amy Lynn Severson

View on SEC IAPD

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