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Alfonso Osorio

Seaview Investment Managers LLC

Coral Gables, FL

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Current Employers
Seaview Investment Managers Llc

2 Alhambra Plaza Suite 802, Coral Gables, FL 33134 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-01-24
  • FL RA
    APPROVED
    Since 2024-01-24

Branch Locations

2 Alhambra Plaza Suite 802, Coral Gables, FL 33134 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mercantil Commercebank Investment Services Coral Gables FL 05/2012 05/2019
Unemployed Miami FL 06/2019 07/2019
Insigneo Securities, Llc Miami FL 07/2019 10/2020
Insigneo Wealth Advisors, Llc Miami FL 07/2019 10/2020
Kandor Global Advisors, Llc Key Biscayne FL 10/2020 02/2022
Cg Compass (Usa) Llc Miami FL 02/2022 09/2023
Compass Group Investments Solutions Llc Miami FL 02/2022 09/2023
Seaview Investment Managers Coral Gables FL 01/2024 Present
Unemployed Miami FL 09/2023 01/2024
  • 05/2012 → 05/2019
    Mercantil Commercebank Investment Services
    Coral Gables, FL
  • 06/2019 → 07/2019
    Unemployed
    Miami, FL
  • 07/2019 → 10/2020
    Insigneo Securities, Llc
    Miami, FL
  • 07/2019 → 10/2020
    Insigneo Wealth Advisors, Llc
    Miami, FL
  • 10/2020 → 02/2022
    Kandor Global Advisors, Llc
    Key Biscayne, FL
  • 02/2022 → 09/2023
    Cg Compass (Usa) Llc
    Miami, FL
  • 02/2022 → 09/2023
    Compass Group Investments Solutions Llc
    Miami, FL
  • 01/2024 → Present
    Seaview Investment Managers
    Coral Gables, FL
  • 09/2023 → 01/2024
    Unemployed
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-14
  • S66 Uniform Combined State Law Examination
    2011-08-14
Other Names
  • Alfonso Osorio Sotillo
  • Alfonso Osorio
  • Alfonso Osoriosotillo

View on SEC IAPD

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MIGUEL ANGEL VIYELLA
SONNIA VIYELLA
SERGIO MARISCAL LOZANO
Heidy Frank
CHRISTOPHER JOHN BRUCE
JUAN PABLO MILITELLO
ANNE-SOPHIE M COLAS
LAURA STECKLER

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · CORAL GABLES, FL
STIFEL, NICOLAUS & COMPANY, INCORPORATED · Coral Gables, FL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CORAL GABLES, FL
ACCUMULATOR OPERATIONS LLC · CORAL GABLES, FL
021 INVESTMENTS LLC · MIAMI, FL
VIM WEALTH MANAGEMENT, LLC · CORAL GABLES, FL
CETERA INVESTMENT ADVISERS LLC · Coral Gables, FL
VIM WEALTH MANAGEMENT, LLC · Coral Gables, FL

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